bR2bR · COMPLIANCE CERTIFICATION — Financial Services

AI+bRRAIn Augmented Compliance Officer — Financial Services

Same-day SOX ITGC, PCI-DSS, and supervisory-framework reviews over bR2bR.

~60 hrs total
bR2bR protocol lab + simulated audit
Prereq: Foundational compliance or internal-audit experience
3 years validity
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About this certification

Walk banks, broker-dealers, RIAs, fintechs, and payment processors through single-day SOX ITGC, PCI-DSS, and supervisory-framework reviews. The auditee opens a read-only bR2bR session to your firm's bRRAIn; you score the auditee against model-governance expectations, AML/KYC controls, and consumer-protection obligations — with every finding tied back to an immutable log entry.

Frameworks you'll audit

What the certified compliance officer trains against — framework chips scoped to the discipline.

SOX / ITGC PCI-DSS 4.0 SR 11-7 Model Risk GLBA NYDFS Part 500 FINRA 3110 AML / BSA

What you'll walk out with

  • Run one-day SOX ITGC reviews against the auditee's bRRAIn access + change logs
  • Evidence-map PCI-DSS 4.0 against cardholder-data flow and bRRAIn audit trails
  • Assess model-risk posture under SR 11-7 with AI-generated challenger perspectives
  • Produce NYDFS Part 500 and FINRA 3110 supervisory attestation packages
  • Trace AML/BSA controls through to immutable bR2bR log entries

Curriculum

Each module ships with a hands-on lab. The final module is a full generative lab against a simulated scenario.

  1. 01 · The bR2bR audit protocol — session open, scope lock, read envelope
  2. 02 · SOX ITGC control objectives + bRRAIn evidence patterns
  3. 03 · PCI-DSS 4.0 requirements, customized + continuous modes
  4. 04 · SR 11-7 model risk (development, implementation, usage, validation)
  5. 05 · GLBA + NYDFS Part 500 cybersecurity programs
  6. 06 · FINRA 3110 supervision and communication retention
  7. 07 · AML / BSA / OFAC control walk-throughs
  8. 08 · Attestation authoring with citation-first evidence
  9. Final · Generative lab: SOX ITGC + PCI-DSS dual audit against a simulated fintech auditee

Who this is for

  • Compliance officers at banks, credit unions, broker-dealers, RIAs
  • Internal auditors at fintechs, payment processors, and stablecoin issuers
  • Advisors at regulatory-consulting and forensic firms
  • GRC leads running SOC 2 / ISO 27001 alongside financial frameworks

Ready to join the next cohort?

Programs run cohort-gated — we'll route you to the next one that fits your schedule and prerequisites.

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